Anamica Gawri Broetz

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brookfield Private Capital (UK) Limited

    FRN 730073

    • [FCA CF] Client dealing (since 22 May 2024)
    • [FCA CF] Manager of certification employee (since 22 May 2024)
  • Brookfield Global Business Advisor Limited (no longer approved here)

    FRN 768271

    • [FCA CF] Manager of certification employee (30 Oct 2023 to 22 May 2024)
    • [FCA CF] Client dealing (30 Oct 2023 to 22 May 2024)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (18 Nov 2022 to 30 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jan 2023)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Manager of certification employee (3 Dec 2021 to 30 Jan 2023)
    • [FCA CF] Client dealing (8 Apr 2021 to 30 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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