Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brookfield Global Business Advisor Limited
FRN 768271
- [FCA CF] Manager of certification employee (since 12 Apr 2023)
- [FCA CF] Client dealing (since 31 Oct 2022)
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- SMF3 Executive Director (2 Mar 2020 to 16 Jul 2021)
- SMF9 Chair of the Governing Body (2 Mar 2020 to 16 Jul 2021)
- CF1 Director (AR) (9 Dec 2019 to 2 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.