Stephen Robert Ratliffe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED

    FRN 122401

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Thesis Asset Management Limited

    FRN 114354

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (29 Sep 2004 to 31 Oct 2007)
  • THESIS Unit Trust Management Limited

    FRN 186882

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (29 Sep 2004 to 31 Oct 2007)
  • Tutman LLP

    FRN 612721

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF29 Significant management (13 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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