Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TUTMAN FUND SOLUTIONS LIMITED
FRN 122401
- [FCA CF] CASS oversight function (since 1 Jul 2025)
- [FCA CF] Material risk taker (since 1 Jul 2025)
- [FCA CF] Significant management (since 1 Jul 2025)
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Thesis Asset Management Limited
FRN 114354
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] CASS oversight function (since 9 Dec 2020)
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THESIS Unit Trust Management Limited
FRN 186882
- [FCA CF] Material risk taker (since 30 Mar 2021)
- [FCA CF] CASS oversight function (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
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Tutman LLP
FRN 612721
- [FCA CF] Material risk taker (since 30 Mar 2021)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] CASS oversight function (since 9 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.