Thomas Anthony Wands

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (24 Jun 2009 to 31 Dec 2012)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF27 Investment Management (7 Apr 2006 to 31 Oct 2007)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Feb 2005)
    • CF1 Director (1 Dec 2001 to 3 May 2006)
    • CF27 Investment Management (1 Dec 2001 to 11 Feb 2005)
    • CF3 Chief Executive (1 Dec 2001 to 11 Feb 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Feb 2005)
  • THESIS Unit Trust Management Limited (no longer approved here)

    FRN 186882

    • CF3 Chief Executive (1 Dec 2001 to 11 Feb 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Feb 2005)
    • CF1 Director (1 Dec 2001 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.