Stephen Ronald Mugford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED

    FRN 122401

    • SMF2 Chief Finance (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
  • Thesis Asset Management Limited

    FRN 114354

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (19 Sep 2012 to 8 Dec 2019)
    • CF1 Director (AR) (12 Sep 2011 to 30 Apr 2013)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (12 Jan 2002 to 31 Oct 2007)
    • CF1 Director (12 Jan 2002 to 8 Dec 2019)
  • THESIS Unit Trust Management Limited

    FRN 186882

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (19 Sep 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Jan 2002 to 8 Dec 2019)
    • CF13 Finance (12 Jan 2002 to 31 Oct 2007)
  • Tutman LLP (no longer approved here)

    FRN 612721

    • CF10a CASS Oversight function (13 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (13 Aug 2014 to 24 Jul 2017)
    • CF28 Systems and controls (13 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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