Steven Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED

    FRN 122401

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Significant management (since 1 Jul 2025)
  • THESIS Unit Trust Management Limited

    FRN 186882

    • [FCA CF] Significant management (since 2 Jun 2023)
    • [FCA CF] Material risk taker (since 2 Jun 2023)
  • Tutman LLP

    FRN 612721

    • [FCA CF] Material risk taker (since 2 Jun 2023)
    • [FCA CF] Significant management (since 2 Jun 2023)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (1 Nov 2007 to 16 Sep 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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