Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Glen Cawood

    IRN SGC00006

    • CF30 Customer (23 May 2009 to 31 Dec 2009)
  • Steven John Chambers

    IRN SJC00052

    • CF30 Customer (22 Jul 2011 to 20 Mar 2014)
    • CF4 Partner (AR) (22 Jul 2011 to 20 Mar 2014)
  • Steven Parker-Brown

    IRN SXP00060

    • CF4 Partner (AR) (20 May 2002 to 19 Apr 2006)
    • CF21 Investment Adviser (20 May 2002 to 1 Jul 2004)
  • Steven William Phillips

    IRN SWP00005

    • CF30 Customer (1 Nov 2007 to 25 Oct 2011)
    • CF1 Director (AR) (5 Apr 2006 to 25 Oct 2011)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (8 Mar 2005 to 5 Apr 2006)
    • CF4 Partner (AR) (26 Feb 2003 to 8 Mar 2005)
    • CF22 Investment Adviser (Trainee) (8 Nov 2002 to 20 Jan 2003)
  • Steven William Woodcock

    IRN SWW01046

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Aug 2011)
    • CF30 Customer (3 Nov 2008 to 1 Oct 2009)
  • Stuart Barnes

    IRN SXB00061

    • CF30 Customer (23 May 2009 to 31 Dec 2009)
  • Stuart Philip Thomas

    IRN SPT00006

    • CF1 Director (AR) (19 Mar 2003 to 5 Jan 2005)
    • CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jan 2005)
  • Stuart Smith

    IRN SXS00134

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2022)
    • CF1 Director (AR) (2 May 2012 to 7 Jul 2022)
    • CF30 Customer (16 Nov 2010 to 7 Jul 2022)
  • Stuart Trevor Hopkins

    IRN STH00008

    • CF21 Investment Adviser (31 Mar 2003 to 4 Apr 2003)
    • CF4 Partner (AR) (31 Mar 2003 to 4 Apr 2003)
  • Stuart William Rathbone

    IRN SWR00011

    • CF21 Investment Adviser (22 Apr 2004 to 8 Mar 2005)
    • CF1 Director (AR) (14 Mar 2003 to 8 Mar 2005)
    • CF22 Investment Adviser (Trainee) (14 Mar 2003 to 22 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.