Steven Glen Cawood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2024)
    • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 May 2009 to 31 Dec 2009)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.