Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2019)
- CF1 Director (14 Jan 2005 to 20 Feb 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2011)
- Responsible for Insurance Mediation (14 Nov 2005 to 13 Jun 2013)
- CF1 Director (14 Nov 2005 to 15 Aug 2014)
- CF10 Compliance Oversight (14 Nov 2005 to 15 Aug 2014)
- CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Nov 2005 to 31 Mar 2009)
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- Employed By (31 Mar 2003 to 4 Apr 2003)
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- CF21 Investment Adviser (31 Mar 2003 to 4 Apr 2003)
- CF4 Partner (AR) (31 Mar 2003 to 4 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.