Date authorised
1 April 2013
Companies House
05531816
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    109 Winter Road
    Southsea
    Hampshire
    PO4 8DS
    UNITED KINGDOM
    Phone
    +4402392738425
  • Complaints Contact

    109 Winter Road
    Southsea
    Hampshire
    PO4 8DS
    UNITED KINGDOM
    Phone
    +4402392738425

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in rights to or interests in investments (security) and rights to or interests in investments (contractually based investment) is limited to the other investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Holden

    IRN CXH00198

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Darren Vernaldi Rochester

    IRN DVR01006

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (28 Jun 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (28 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (5 Jun 2006 to 31 Oct 2007)
    • CF1 Director (22 May 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (22 May 2006 to 31 Oct 2007)
  • Ian Chisham

    IRN IXC00025

    • CF30 Customer (3 Mar 2009 to 15 Dec 2010)
  • John Lindsay

    IRN JXL00049

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)
  • Justine Burgess

    IRN JXB50460

    • [FCA CF] Functions requiring qualifications (6 Mar 2023 to 25 Jun 2024)
  • Richard Sidney Haynes

    IRN RSH00007

    • CF21 Investment Adviser (14 Nov 2005 to 30 Dec 2006)
    • CF1 Director (14 Nov 2005 to 4 Dec 2006)
    • CF11 Money Laundering Reporting (14 Nov 2005 to 4 Dec 2006)
  • Stuart Trevor Hopkins

    IRN STH00008

    • CF30 Customer (1 Nov 2007 to 21 Dec 2011)
    • CF1 Director (14 Nov 2005 to 15 Aug 2014)
    • CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (14 Nov 2005 to 15 Aug 2014)
    • CF8 Apportionment and Oversight (14 Nov 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Nov 2005 to 13 Jun 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.