Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (5 Jul 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Nov 2005 to 31 Oct 2007)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF4 Partner (AR) (4 Apr 2003 to 4 Apr 2003)
    • CF21 Investment Adviser (4 Apr 2003 to 4 Apr 2003)
  • Cameron Investment & Financial Services (no longer approved here)

    FRN 114583

    • Employed By (14 Aug 2002 to 8 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.