Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 May 2015)
    • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Aug 2004 to 7 Mar 2005)
    • CF7 Sole Trader (AR) (13 Aug 2004 to 28 Oct 2005)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF4 Partner (AR) (20 May 2002 to 19 Apr 2006)
    • CF21 Investment Adviser (20 May 2002 to 1 Jul 2004)
  • Spring Parker Brown Ltd (no longer approved here)

    FRN 210559

    • (3)Employed By (20 May 2002 to 19 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.