Stuart Barnes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FUTURES ASSURED LIMITED
FRN 441384
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (27 Sep 2013 to 8 Dec 2019)
MOSAAC LIMITED (no longer approved here)
FRN 581080
- CF30 Customer (11 Jul 2012 to 27 Aug 2013)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (23 May 2009 to 31 Dec 2009)
Royal London Unit Trust Managers Limited (no longer approved here)
FRN 144037
- CF21 Investment Adviser (11 Nov 2002 to 8 Sep 2004)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.