Stuart Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

42 Wealth Management Ltd (no longer approved here)
FRN 732318
- [FCA CF] Client dealing (10 May 2022 to 13 Nov 2024)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2022)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Jul 2022)
- CF1 Director (AR) (2 May 2012 to 7 Jul 2022)
- CF30 Customer (16 Nov 2010 to 7 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.