Steven William Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rosemount Financial Solutions (IFA) Limited (no longer approved here)
FRN 535515
- CF30 Customer (1 Nov 2011 to 28 Dec 2012)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (1 Nov 2007 to 25 Oct 2011)
- CF1 Director (AR) (5 Apr 2006 to 25 Oct 2011)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (8 Mar 2005 to 5 Apr 2006)
- CF4 Partner (AR) (26 Feb 2003 to 8 Mar 2005)
- CF22 Investment Adviser (Trainee) (8 Nov 2002 to 20 Jan 2003)
Ferris & Culverwell I.F.A Limited (no longer approved here)
FRN 222921
- (2)Employed By (26 Feb 2003 to 25 Oct 2011)
Ferris & Culverwell Financial Services Ltd (no longer approved here)
FRN 220183
- (4)Employed By (3 Feb 2003 to 6 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.