The Tavistock Partnership Limited

• Principal Place of Business

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Negotiation

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  • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Paul Nichols

  IRN RPN00001

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2023)
  • CF30 Customer (5 Jun 2017 to 19 Apr 2023)
• Roderick James Aiken Graham

  IRN RJG00019

  • CF1 Director (AR) (29 Mar 2017 to 31 Jul 2017)
• Roger John Gray

  IRN RJG00073

  • CF30 Customer (1 Aug 2011 to 19 Dec 2012)
• Roger Prydderch

  IRN RXP00138

  • CF1 Director (AR) (8 Apr 2017 to 31 Jul 2017)
  • CF30 Customer (8 Apr 2017 to 31 Jul 2017)
• Roger Sean Goldsworthy

  IRN RSG00005

  • CF30 Customer (1 Jul 2011 to 1 Feb 2017)
• Ross Alexander Bryant

  IRN RAB01362

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Apr 2023)
  • CF30 Customer (3 Apr 2017 to 27 Apr 2023)
  • CF1 Director (AR) (3 Apr 2017 to 27 Apr 2023)
• Rupert Guy Lankester

  IRN RGL00010

  • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 28 Nov 2023)
  • [FCA CF] Client dealing (15 Feb 2021 to 28 Nov 2023)
  • CF30 Customer (12 Feb 2021 to 28 Nov 2023)
• Sam Jonathan Teller

  IRN SJT00065

  • CF1 Director (AR) (29 Mar 2017 to 29 Mar 2018)
  • CF30 Customer (29 Mar 2017 to 29 Mar 2018)
• Shaun O'Leary

  IRN SVO01009

  • CF11 Money Laundering Reporting (6 Apr 2017 to 11 Jul 2017)
  • CF10 Compliance Oversight (6 Apr 2017 to 11 Jul 2017)
• Sidney John Winn

  IRN SJW00027

  • CF30 Customer (24 Oct 2012 to 1 Feb 2017)

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No changes recorded yet.