Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 Dec 2023 to 30 Apr 2024)
- [FCA CF] Functions requiring qualifications (4 Dec 2023 to 30 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 28 Nov 2023)
- [FCA CF] Client dealing (15 Feb 2021 to 28 Nov 2023)
- CF30 Customer (12 Feb 2021 to 28 Nov 2023)
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- Employed By (12 Feb 2021 to 28 Nov 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
- CF30 Customer (23 Aug 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Aug 2011)
- CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.