Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beaufort Wealth Management Limited (no longer approved here)

    FRN 987842

    • [FCA CF] Client dealing (4 Dec 2023 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (4 Dec 2023 to 30 Apr 2024)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (15 Feb 2021 to 28 Nov 2023)
    • [FCA CF] Client dealing (15 Feb 2021 to 28 Nov 2023)
    • CF30 Customer (12 Feb 2021 to 28 Nov 2023)
  • Beaufort Wealth Management Ltd (no longer approved here)

    FRN 469862

    • Employed By (12 Feb 2021 to 28 Nov 2023)
  • PINNACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493625

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (23 Aug 2011 to 8 Dec 2019)
  • Kellands (Gloucester) Limited (no longer approved here)

    FRN 143312

    • CF30 Customer (1 Nov 2007 to 24 Aug 2011)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.