Date authorised
1 April 2013
Companies House
03743176
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Ripple Court
    Brockeridge Park
    Twyning
    Tewkesbury
    Glos
    GL20 6FD
    UNITED KINGDOM
    Phone
    +4401684850088
  • Complaints Contact

    2 Ripple Court
    Brockeridge Park
    Twyning
    Tewkesbury
    Glos
    GL20 6FD
    UNITED KINGDOM
    Phone
    +4401684850088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · Limited to not brokering credit for the purpose of increasing funds available for investment.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jamieson

    IRN AXJ00009

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Nov 2004 to 31 Oct 2007)
  • Andrew Peter Brackenbury

    IRN APB00004

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2003)
  • Barry Anthony Pope

    IRN BAP00002

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2004)
    • CF1 Director (1 Dec 2001 to 1 Aug 2004)
  • CHARLES HENRY HOMER

    IRN CXH13720

    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
  • Christian John Howard Lloyd Markwick

    IRN CJM01217

    • CF11 Money Laundering Reporting (1 Aug 2016 to 23 May 2019)
    • CF30 Customer (1 Aug 2016 to 25 Jun 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 23 May 2019)
  • Christopher Michael Wilkes

    IRN CMW00003

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (6 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 6 Jun 2003)
  • Damien Kelland

    IRN DXK00167

    • [FCA CF] Manager of certification employee (since 3 Jun 2021)
  • Darren Martin Gardner

    IRN DMG00006

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2022)
    • CF30 Customer (8 Aug 2013 to 8 Dec 2019)
  • David Charles Garnett

    IRN DCG00016

    • CF30 Customer (9 Apr 2008 to 12 May 2010)
  • David Clive Norbury

    IRN DCN01021

    • CF22 Investment Adviser (Trainee) (1 Sep 2003 to 5 Mar 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.