Kellands (Gloucester) Limited

• Principal Place of Business

  2 Ripple Court

  Brockeridge Park

  Twyning

  Tewkesbury

  Glos

  GL20 6FD

  UNITED KINGDOM

  Phone

  +4401684850088

  Web

  https://www.kelland.co.uk

• Complaints Contact

  2 Ripple Court

  Brockeridge Park

  Twyning

  Tewkesbury

  Glos

  GL20 6FD

  UNITED KINGDOM

  Phone

  +4401684850088

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to not brokering credit for the purpose of increasing funds available for investment.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Hurn

  IRN DJH00005

  • CF22 Investment Adviser (Trainee) (28 Jan 2005 to 5 Dec 2005)
• David John Sutherland

  IRN DJS00007

  • CF21 Investment Adviser (29 Jul 2002 to 16 Jan 2003)
• Gemma Underwood

  IRN GXU00001

  • [FCA CF] Client dealing (5 Oct 2020 to 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 1 Feb 2023)
• Guy William Antony Kelland

  IRN GWK00002

  • CF1 Director (8 Jul 2015 to 27 Jul 2017)
• Jonathan Dibble

  IRN JXD01924

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
  • CF1 Director (18 Oct 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 May 2019 to 8 Dec 2019)
• Julie Dawn Lowe

  IRN JDR01076

  • CF30 Customer (2 Jul 2008 to 2 Jul 2008)
• Luigi Recine

  IRN LXR01205

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Jan 2012 to 8 Dec 2019)
• Mark Gerrard Williams

  IRN MGW00011

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2010 to 8 Dec 2019)
• Mark Howard King

  IRN MHK00005

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
• Martin Dennis Law

  IRN MDL00026

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

No changes recorded yet.