Mark Howard King

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kellands (Gloucester) Limited

    FRN 143312

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2022)
  • P J Watts Independent Financial Adviser Ltd (no longer approved here)

    FRN 911629

    • [FCA CF] Functions requiring qualifications (29 Jun 2020 to 31 Oct 2021)
    • [FCA CF] Client dealing (29 Jun 2020 to 31 Oct 2021)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jun 2020)
    • CF30 Customer (17 Jan 2013 to 8 Dec 2019)
  • Greg Power Lifetime Financial Planning (no longer approved here)

    FRN 501819

    • CF30 Customer (26 Jul 2011 to 31 Oct 2012)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (20 Oct 2008 to 24 Jul 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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