Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CBFP UK Ltd

    FRN 985143

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED (no longer approved here)

    FRN 518498

    • [FCA CF] Client dealing (16 Nov 2021 to 17 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (16 Nov 2021 to 1 Mar 2023)
  • Kellands (Gloucester) Limited (no longer approved here)

    FRN 143312

    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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