CBFP UK Ltd

• Principal Place of Business

  Business Cyber Centre

  Unit 7

  Greenways Business Park

  Bellinger Close

  Chippenham

  Wiltshire

  SN15 1BN

  UNITED KINGDOM

  Phone

  +441249400099

  Web

  https://www.cbfp.co.uk

• Complaints Contact

  Business Cyber Centre

  Unit 7

  Greenways Business Park

  Bellinger Close

  Chippenham

  Wiltshire

  SN15 1BN

  UNITED KINGDOM

  Phone

  +441249400099

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• CHARLES HENRY HOMER

  IRN CXH13720

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
• Catherine Moore

  IRN CXM01695

  • SMF16 Compliance Oversight (1 Feb 2023 to 13 Jan 2025)
  • SMF3 Executive Director (1 Feb 2023 to 13 Jan 2025)
• Finlay Howard Brown

  IRN FXB00088

  • [FCA CF] Client dealing (1 Feb 2023 to 24 Apr 2024)
  • [FCA CF] Functions requiring qualifications (1 Feb 2023 to 24 Apr 2024)
• Joshua John Farmer

  IRN JXF00306

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 24 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Feb 2025)
• Michael James McGregor

  IRN MXM00779

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
  • [FCA CF] Client dealing (since 15 Nov 2023)
• Philip Richard Owen Teague

  IRN PRT01055

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 27 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
  • SMF3 Executive Director (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 1 Feb 2023)
  • [FCA CF] Manager of certification employee (since 1 Feb 2023)

No changes recorded yet.