Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CBFP UK Ltd

    FRN 985143

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 15 Nov 2023)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • Appointed representative dealing with clients for which they require qualification (23 Feb 2023 to 7 Sep 2023)
    • CF30 Customer (23 Feb 2023 to 7 Sep 2023)
    • [FCA CF] Client dealing (23 Feb 2023 to 7 Sep 2023)
    • [FCA CF] Functions requiring qualifications (23 Feb 2023 to 7 Sep 2023)
  • Charterhouse Independent Financial Advisors LLP (no longer approved here)

    FRN 453778

    • [FCA CF] Client dealing (15 Feb 2022 to 24 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 24 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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