Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CBFP UK Ltd
FRN 985143
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
- [FCA CF] Client dealing (since 15 Nov 2023)
-
- Appointed representative dealing with clients for which they require qualification (23 Feb 2023 to 7 Sep 2023)
- CF30 Customer (23 Feb 2023 to 7 Sep 2023)
- [FCA CF] Client dealing (23 Feb 2023 to 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (23 Feb 2023 to 7 Sep 2023)
-
- [FCA CF] Client dealing (15 Feb 2022 to 24 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (15 Feb 2022 to 24 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.