Philip Richard Owen Teague

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CBFP UK Ltd

    FRN 985143

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 27 Feb 2025)
    • SMF3 Executive Director (since 1 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2023)
    • [FCA CF] Manager of certification employee (since 1 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
    • [FCA CF] Client dealing (since 1 Feb 2023)
  • INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED (no longer approved here)

    FRN 518498

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (AR) (13 Mar 2017 to 1 Mar 2023)
    • CF30 Customer (4 Nov 2016 to 1 Mar 2023)
  • Cross Border Financial Planning Limited (no longer approved here)

    FRN 736360

    • Employed By (7 Nov 2016 to 1 Mar 2023)
  • Alexander Beard Investment Management Limited (no longer approved here)

    FRN 225566

    • CF30 Customer (16 Jan 2015 to 7 Feb 2017)
  • AISA FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 189652

    • CF30 Customer (4 Jun 2010 to 21 Dec 2012)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF21 Investment Adviser (12 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Mar 2007 to 12 Sep 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 1 Aug 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (6 Jun 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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