AISA FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Unit 5 The Grain Store

  Manor Farm

  Coate

  Devizes

  Wiltshire

  SN10 3LP

  UNITED KINGDOM

  Phone

  +4401672569111

  Web

  https://www.aisagroup.org

• Complaints Contact

  Unit 5 The Grain Store

  Manor Farm

  Coate

  Devizes

  Wiltshire

  SN10 3LP

  UNITED KINGDOM

  Phone

  +4401672569111

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ailsa Fiona Georgina McFadyen

  IRN AFM01082

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jul 2017 to 8 Dec 2019)
• Andrew Lewis Tinsley

  IRN ALT00006

  • CF21 Investment Adviser (1 Dec 2001 to 28 Nov 2003)
• Christopher David May Lean

  IRN CDL00004

  • [FCA CF] Client dealing (21 Oct 2024 to 22 Oct 2024)
  • [FCA CF] Functions requiring qualifications (21 Oct 2024 to 22 Oct 2024)
• Claire Worsdell

  IRN CXW00362

  • [FCA CF] Manager of certification employee (since 30 Jun 2021)
• Clive Raymond Tutton

  IRN CRT00008

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Appointed representative dealing with clients for which they require qualification (since 6 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF4 Partner (AR) (since 26 Sep 2017)
  • Responsibility for MCD Intermediation (since 16 Aug 2016)
  • CF30 Customer (since 1 Nov 2007)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David Paul Draper

  IRN DPD01037

  • CF21 Investment Adviser (17 Mar 2005 to 28 Feb 2006)
  • CF22 Investment Adviser (Trainee) (3 Jun 2003 to 17 Mar 2005)
• Dusan Thomas Zachystal

  IRN DTZ01001

  • CF30 Customer (29 Apr 2015 to 6 Jan 2017)
• Eden Ronald Stuart Frew

  IRN EXF00157

  • [FCA CF] Client dealing (7 Jul 2025 to 16 Mar 2026)
  • [FCA CF] Functions requiring qualifications (7 Jul 2025 to 16 Mar 2026)
• Geordie Kevin Edward Bulmer

  IRN GKB01017

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF4 Partner (AR) (since 24 Aug 2017)
  • CF30 Customer (since 3 Mar 2009)
• Glenn Pigden

  IRN GXP00004

  • [FCA CF] Client dealing (31 Oct 2024 to 20 Feb 2025)
  • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 20 Feb 2025)

• Aisa Retirement Planning LLP

  FRN 779882 · Appointed 26 May 2017 · Tied agent

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