Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AISA FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 189652

    • [FCA CF] Client dealing (31 Oct 2024 to 20 Feb 2025)
    • [FCA CF] Functions requiring qualifications (1 Oct 2024 to 20 Feb 2025)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (23 Aug 2021 to 19 Jun 2023)
  • Bartholomew Hawkins Ltd (no longer approved here)

    FRN 489590

    • CF30 Customer (7 Jan 2013 to 26 Nov 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 23 Nov 2012)
    • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.