Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capel Court Limited
FRN 154146
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
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Clifton Wealth Partnership Ltd
FRN 541273
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
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Six Q Financial Planning Limited
FRN 983414
- (6)[FCA CF] Manager of certification employee (since 13 Oct 2025)
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- CF30 Customer (1 Aug 2016 to 25 Jun 2019)
- CF10 Compliance Oversight (1 Aug 2016 to 23 May 2019)
- CF11 Money Laundering Reporting (1 Aug 2016 to 23 May 2019)
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- CF21 Investment Adviser (13 Nov 2003 to 24 Jun 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Manager of certification employee at Six Q Financial Planning Limited
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controlled function added: (6)[FCA CF] Manager of certification employee at Six Q Financial Planning Limited