Roger Prydderch

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Nov 2022)
    • CF1 Director (AR) (since 18 Nov 2022)
    • CF30 Customer (since 18 Nov 2022)
    • [FCA CF] Client dealing (22 Dec 2021 to 22 Nov 2022)
    • [FCA CF] Functions requiring qualifications (22 Dec 2021 to 22 Nov 2022)
  • Prydderch Financial Planning Limited

    FRN 610434

    • (2)Employed By (since 18 Nov 2022)
    • (1)Employed By (2 Dec 2013 to 14 Jan 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (8 Apr 2017 to 31 Jul 2017)
    • CF1 Director (AR) (8 Apr 2017 to 31 Jul 2017)
  • Barker Financial Solutions Limited (no longer approved here)

    FRN 432949

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
    • CF1 Director (17 Jan 2006 to 31 Mar 2014)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (30 Nov 2005 to 17 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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