Barker Financial Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Craig Barker
IRN ACB00025
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2025)
- CF30 Customer (1 Nov 2007 to 26 Dec 2012)
- CF10 Compliance Oversight (20 Jun 2005 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jun 2005 to 8 Dec 2019)
- CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (20 Jun 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (20 Jun 2005 to 30 Sep 2018)
- CF1 Director (20 Jun 2005 to 8 Dec 2019)
Geoffrey Roger Gardner
IRN GRG00002
- CF30 Customer (10 Jan 2011 to 14 Jan 2015)
Haydn James Isted
IRN HJS01074
- CF1 Director (AR) (26 Oct 2010 to 27 Aug 2013)
Keith Martin Hordern
IRN KMH00002
- CF30 Customer (30 Dec 2009 to 1 Nov 2010)
Peter Prydderch
IRN PXP00031
- CF1 Director (AR) (31 Dec 2009 to 26 Dec 2012)
- CF30 Customer (31 Dec 2009 to 26 Dec 2012)
Roger Prydderch
IRN RXP00138
- CF30 Customer (1 Nov 2007 to 31 Mar 2014)
- CF1 Director (17 Jan 2006 to 31 Mar 2014)
- CF21 Investment Adviser (17 Jan 2006 to 31 Oct 2007)
Tracy Elizabeth Ogdon
IRN TEO00007
- CF1 Director (20 Jun 2005 to 20 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Fuse Assurance Solutions Limited (no longer appointed)
FRN 794335 · Appointed 26 Mar 2018 · Until 11 Apr 2018
Trust Money Ltd (no longer appointed)
FRN 719137 · Appointed 5 Oct 2015 · Until 9 Mar 2016
Spicer Finch Ltd (no longer appointed)
FRN 571243 · Appointed 15 Dec 2011 · Until 28 Sep 2015
Wealth & Asset Management Ltd (no longer appointed)
FRN 220853 · Appointed 4 Jan 2011 · Until 28 Sep 2015
Innovative Finance.co.uk Ltd (no longer appointed)
FRN 534001 · Appointed 21 Oct 2010 · Until 28 Sep 2015
Innovate Finance.co.u.k Ltd (no longer appointed)
FRN 533103 · Appointed 7 Oct 2010 · Until 28 Sep 2015
Prydderch Planning Limited (no longer appointed)
FRN 186998 · Appointed 29 Dec 2009 · Until 26 Dec 2012
Leadx Ltd (no longer appointed)
FRN 450577 · Appointed 7 Apr 2006 · Until 5 Jun 2006
Barclay Brown Ltd (no longer appointed)
FRN 439388 · Appointed 14 Sep 2005 · Until 29 Jan 2007
Churchwood Financial Ltd (no longer appointed)
FRN 423565 · Appointed 11 Jul 2005 · Until 6 Mar 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.