Sam Jonathan Teller

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Jul 2022)
    • [FCA CF] Client dealing (since 18 Jul 2022)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Functions requiring qualifications (12 May 2020 to 6 Oct 2022)
    • [FCA CF] Client dealing (12 May 2020 to 6 Oct 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (29 Mar 2017 to 29 Mar 2018)
    • CF30 Customer (29 Mar 2017 to 29 Mar 2018)
  • Bluefish Financial Services Ltd (no longer approved here)

    FRN 565834

    • Employed By (17 Oct 2011 to 29 Mar 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 Oct 2008 to 1 Oct 2011)
  • Crest Asset Management (no longer approved here)

    FRN 158260

    • Employed By (25 Jan 2002 to 6 Mar 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (25 Jan 2002 to 21 Feb 2003)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2003)
  • Staffordshire Financial Services Ltd (no longer approved here)

    FRN 210725

    • Employed By (1 Dec 2001 to 6 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.