Roderick James Aiken Graham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Tavistock Partnership Limited (no longer approved here)
FRN 519014
- CF1 Director (AR) (29 Mar 2017 to 31 Jul 2017)
The M Group Financial Services Limited (no longer approved here)
FRN 206984
- Employed By (22 Oct 2015 to 24 Feb 2022)
Tait Conisbee Seymour Life & Pensions Ltd (no longer approved here)
FRN 513857
- Employed By (22 Oct 2015 to 24 Feb 2022)
Advisory Insurance Brokers Limited (no longer approved here)
FRN 313250
- CF17 Significant Mgt (Other Business Operations) (27 Oct 2005 to 4 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.