Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 May 2023)
- CF1 Director (AR) (since 3 May 2023)
- CF30 Customer (since 3 May 2023)
- [FCA CF] Client dealing (24 Apr 2023 to 19 May 2023)
- [FCA CF] Functions requiring qualifications (24 Apr 2023 to 19 May 2023)
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Ross Bryant Financial Limited
FRN 732336
- (1)Employed By (since 3 May 2023)
- (1)Employed By (22 Feb 2016 to 27 Apr 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2023)
- CF1 Director (AR) (3 Apr 2017 to 27 Apr 2023)
- CF30 Customer (3 Apr 2017 to 27 Apr 2023)
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- CF30 Customer (28 Apr 2014 to 15 Jan 2016)
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- CF30 Customer (14 Feb 2013 to 28 Apr 2014)
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- CF30 Customer (12 Nov 2008 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.