Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 May 2023)
    • CF1 Director (AR) (since 3 May 2023)
    • CF30 Customer (since 3 May 2023)
    • [FCA CF] Client dealing (24 Apr 2023 to 19 May 2023)
    • [FCA CF] Functions requiring qualifications (24 Apr 2023 to 19 May 2023)
    • (1)Employed By (since 3 May 2023)
    • (1)Employed By (22 Feb 2016 to 27 Apr 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2023)
    • CF1 Director (AR) (3 Apr 2017 to 27 Apr 2023)
    • CF30 Customer (3 Apr 2017 to 27 Apr 2023)
  • EQUITAS FINANCIAL (UK) LIMITED (no longer approved here)

    FRN 615273

    • CF30 Customer (28 Apr 2014 to 15 Jan 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (14 Feb 2013 to 28 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Nov 2008 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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