Shaun O'Leary

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Portfolio Management Limited (no longer approved here)

    FRN 931954

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 20 Apr 2022)
    • SMF16 Compliance Oversight (1 Oct 2020 to 20 Apr 2022)
  • Tavistock Private Client Limited (no longer approved here)

    FRN 210782

    • CF1 Director (9 Jun 2017 to 4 Jul 2017)
    • CF10 Compliance Oversight (20 Dec 2016 to 4 Jul 2017)
    • CF11 Money Laundering Reporting (20 Dec 2016 to 4 Jul 2017)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF11 Money Laundering Reporting (6 Apr 2017 to 11 Jul 2017)
    • CF10 Compliance Oversight (6 Apr 2017 to 11 Jul 2017)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • CF1 Director (6 Dec 2016 to 4 Jul 2017)
    • CF10 Compliance Oversight (17 Nov 2016 to 4 Jul 2017)
    • CF11 Money Laundering Reporting (17 Nov 2016 to 4 Jul 2017)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF1 Director (6 Dec 2016 to 11 Jul 2017)
    • CF10 Compliance Oversight (8 Sep 2016 to 11 Jul 2017)
    • CF11 Money Laundering Reporting (8 Sep 2016 to 11 Jul 2017)
  • Ecclesiastical Life Limited (no longer approved here)

    FRN 110318

    • CF10 Compliance Oversight (12 Nov 2014 to 11 Dec 2015)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 11 Dec 2015)
  • ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 113848

    • CF11 Money Laundering Reporting (12 Nov 2014 to 11 Dec 2015)
    • CF10 Compliance Oversight (12 Nov 2014 to 11 Dec 2015)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • CF10 Compliance Oversight (12 Nov 2014 to 11 Dec 2015)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 11 Dec 2015)
  • METHODIST INSURANCE PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 136423

    • CF11 Money Laundering Reporting (12 Nov 2014 to 12 Nov 2014)
    • CF10 Compliance Oversight (12 Nov 2014 to 12 Nov 2014)
  • BAPTIST INSURANCE COMPANY PLC THE (no longer approved here)

    FRN 202032

    • CF10 Compliance Oversight (12 Nov 2014 to 12 Nov 2014)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 12 Nov 2014)
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