One Four Nine Portfolio Management Limited

Date authorised
1 October 2020
Companies House
11871594
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4403330444149
    Web
    https://www.onefourninegroup.co.uk

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +4403330444149

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry William Strathearn

    IRN BWS01049

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
    • SMF16 Compliance Oversight (since 15 Mar 2023)
  • Bevan John Blair

    IRN BJB01077

    • 14. Managing investments
    • 10. Broker fund adviser
    • SMF1 Chief Executive (since 7 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • [FCA CF] Client dealing (since 11 Apr 2022)
    • SMF3 Executive Director (since 1 Oct 2020)
  • Gabrielle Beaumont

    IRN GVH01017

    • SMF3 Executive Director (1 Oct 2020 to 28 Jun 2022)
  • James Scott Marshall

    IRN JSM00061

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jul 2022 to 31 Aug 2022)
    • SMF16 Compliance Oversight (27 Jul 2022 to 31 Aug 2022)
  • Jasper Luke Berens

    IRN JLB01178

    • Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
  • Justin Bartholomew Peter Bull

    IRN JBB01034

    • Director of firm who is not a certification employee or a SMF manager (18 Jul 2022 to 5 Oct 2023)
  • Matthew James Taylor

    IRN MXT01261

    • SMF3 Executive Director (since 17 Jul 2023)
  • Matthew Taylor Bugden

    IRN MTB01040

    • SMF3 Executive Director (1 Oct 2020 to 12 Oct 2022)
    • SMF1 Chief Executive (1 Oct 2020 to 12 Oct 2022)
  • Patrick Joseph Goulding

    IRN PXG09486

    • SMF3 Executive Director (20 Dec 2022 to 24 Mar 2023)
  • Rosie Claire Cook

    IRN RXC00780

    • 10. Broker fund adviser
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 7 Oct 2024)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.