Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Portfolio Management Limited (no longer approved here)

    FRN 931954

    • Director of firm who is not a certification employee or a SMF manager (18 Jul 2022 to 5 Oct 2023)
  • Copper Street Capital LLP (no longer approved here)

    FRN 713395

    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2024)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • CF11 Money Laundering Reporting (2 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2018 to 8 Dec 2019)
    • CF4 Partner (5 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (5 Oct 2016 to 8 Dec 2019)
  • Lantern Debt Recovery Services Limited (no longer approved here)

    FRN 718024

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2025)
    • CF2 Non Executive Director (5 Dec 2019 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (23 Aug 2013 to 30 Apr 2015)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.