Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Portfolio Management Limited
FRN 931954
- Director of firm who is not a certification employee or a SMF manager (since 23 Feb 2023)
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- SMF3 Executive Director (9 Feb 2023 to 2 Feb 2026)
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- [FCA CF] Client dealing (18 Jul 2022 to 28 Feb 2026)
- [FCA CF] Manager of certification employee (18 Jul 2022 to 28 Feb 2026)
- [FCA CF] Material risk taker (18 Jul 2022 to 28 Feb 2026)
- [FCA CF] Significant management (18 Jul 2022 to 28 Feb 2026)
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- SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 30 Jul 2020)
- CF4 Partner (1 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (6 Dec 2017 to 12 Apr 2018)
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- CF30 Customer (6 Dec 2017 to 12 Apr 2018)
- CF1 Director (28 May 2013 to 12 Apr 2018)
- CF29 Significant management (29 Jan 2013 to 2 Apr 2014)
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- CF1 Director (29 Jan 2013 to 12 Apr 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.