Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Portfolio Management Limited
FRN 931954
- 10. Broker fund adviser
- 14. Managing investments
- SMF1 Chief Executive (since 7 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
- [FCA CF] Client dealing (since 11 Apr 2022)
- SMF3 Executive Director (since 1 Oct 2020)
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- CF30 Customer (8 Dec 2016 to 7 Oct 2019)
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- CF30 Customer (17 Nov 2016 to 7 Oct 2019)
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- CF30 Customer (17 Nov 2016 to 7 Oct 2019)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2019)
- CF27 Investment Management (10 Feb 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.