James Scott Marshall

• One Four Nine Portfolio Management Limited (no longer approved here)

  FRN 931954

  • SMF16 Compliance Oversight (27 Jul 2022 to 31 Aug 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jul 2022 to 31 Aug 2022)
• FB WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 531632

  • CF1 Director (4 Mar 2015 to 12 Aug 2015)
  • CF10 Compliance Oversight (4 Mar 2015 to 12 Aug 2015)
  • CF11 Money Laundering Reporting (4 Mar 2015 to 12 Aug 2015)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (25 Aug 2009 to 31 Dec 2009)
• Newporte Financial Management Limited (no longer approved here)

  FRN 220974

  • (2)Employed By (23 Dec 2003 to 11 Feb 2005)
• Castlegate Financial Management Limited (no longer approved here)

  FRN 169777

  • CF21 Investment Adviser (2 Dec 2002 to 11 Feb 2005)
• Newport Financial Services (no longer approved here)

  FRN 176585

  • Employed By (22 Nov 2002 to 29 Nov 2002)
• Origen Financial Services Limited (no longer approved here)

  FRN 192666

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jun 2002)

No changes recorded yet.