Barry William Strathearn

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • Responsibility for MCD Intermediation (since 8 Apr 2025)
    • SMF16 Compliance Oversight (since 11 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2023)
    • SMF3 Executive Director (11 Aug 2023 to 26 Sep 2024)
  • Russell Gibson Financial Management Limited

    FRN 533522

    • Responsibility for MCD Intermediation (since 11 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2023)
    • SMF16 Compliance Oversight (since 11 Aug 2023)
  • One Four Nine Portfolio Management Limited

    FRN 931954

    • SMF16 Compliance Oversight (since 15 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (9 Sep 2020 to 30 Oct 2022)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 30 Oct 2022)
    • SMF3 Executive Director (4 Jun 2020 to 29 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Oct 2022)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • SMF3 Executive Director (4 Jun 2020 to 29 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Oct 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Oct 2022)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2019 to 8 Dec 2019)
  • TEESSIDE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 625913

    • CF30 Customer (1 Sep 2017 to 31 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

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