Russell Gibson Financial Management Limited

• Principal Place of Business

  Russell Gibson Financial

  4 Rubislaw Terrace

  Aberdeen

  Aberdeen City

  AB10 1XE

  UNITED KINGDOM

  Phone

  +441224264999

  Web

  https://www.russellgibson.co.uk

• Complaints Contact

  One Four Nine Wealth Ltd

  16 Berkeley Street

  London

  Westminster

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4402030533760

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Russell Ball

  IRN ARB00086

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Sep 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 15 Aug 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 15 Aug 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Aug 2023)
  • CF30 Customer (10 Dec 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 Dec 2010 to 8 Dec 2019)
  • CF1 Director (10 Dec 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Dec 2010 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (10 Dec 2010 to 8 Dec 2019)
• Alexander Attila Orban

  IRN AAO01007

  • CF1 Director (AR) (2 Feb 2017 to 19 Dec 2019)
  • CF30 Customer (1 Jan 2016 to 19 Dec 2019)
• Alison Sheelagh James

  IRN ASJ01061

  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 30 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 30 Sep 2021)
  • [FCA CF] Client dealing (19 Nov 2020 to 30 Sep 2021)
  • CF30 Customer (16 May 2018 to 30 Sep 2021)
• Barry William Strathearn

  IRN BWS01049

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2023)
  • SMF16 Compliance Oversight (since 11 Aug 2023)
  • Responsibility for MCD Intermediation (since 11 Aug 2023)
• Cairn Hamilton Smith

  IRN CHS01078

  • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 30 Sep 2021)
  • [FCA CF] Client dealing (19 Nov 2020 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 30 Sep 2021)
  • CF30 Customer (16 May 2018 to 30 Sep 2021)
• Charles James Spence

  IRN CJS00024

  • CF1 Director (AR) (18 May 2018 to 30 Sep 2021)
• Emma Gibb

  IRN EXG01439

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • CF30 Customer (22 Jun 2018 to 8 Dec 2019)
• Florence Claude Catherine Orban

  IRN FCO01016

  • CF1 Director (AR) (31 Jan 2017 to 19 Dec 2019)
• Gabrielle Beaumont

  IRN GVH01017

  • SMF3 Executive Director (since 30 Aug 2023)
• George John Zane Hunter

  IRN GJH00009

  • SMF3 Executive Director (31 Mar 2023 to 5 Jul 2023)

• Spence and Spence (Scotland) Limited (no longer appointed)

  FRN 807567 · Appointed 26 Apr 2018 · Until 1 Oct 2021

• Nortia Wealth Ltd (no longer appointed)

  FRN 770195 · Appointed 25 Jan 2017 · Until 23 Dec 2019

No changes recorded yet.