Russell Gibson Financial Management Limited

• Principal Place of Business

  Russell Gibson Financial

  4 Rubislaw Terrace

  Aberdeen

  Aberdeen City

  AB10 1XE

  UNITED KINGDOM

  Phone

  +441224264999

  Web

  https://www.russellgibson.co.uk

• Complaints Contact

  One Four Nine Wealth Ltd

  16 Berkeley Street

  London

  Westminster

  W1J 8DZ

  UNITED KINGDOM

  Phone

  +4402030533760

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Murray Leitch Stewart

  IRN JMS00106

  • [FCA CF] Client dealing (19 Nov 2020 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 30 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 30 Sep 2021)
  • CF30 Customer (16 May 2018 to 30 Sep 2021)
• James Park Miller

  IRN JPM01274

  • Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 30 Sep 2021)
  • [FCA CF] Client dealing (1 Apr 2021 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 30 Sep 2021)
• John Learmouth Black

  IRN JLB00026

  • CF30 Customer (16 May 2018 to 31 Dec 2018)
• John Parker

  IRN JXP01643

  • CF30 Customer (16 May 2018 to 8 Jan 2019)
• Judith Cowley

  IRN JXC02169

  • [FCA CF] Functions requiring qualifications (16 Apr 2021 to 30 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (16 Apr 2021 to 30 Sep 2021)
• Kenneth Cummings

  IRN KXC01655

  • [FCA CF] Client dealing (19 Nov 2020 to 30 Sep 2021)
  • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 30 Sep 2021)
  • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 30 Sep 2021)
  • CF30 Customer (16 May 2018 to 30 Sep 2021)
• Patrick Joseph Goulding

  IRN PXG09486

  • SMF3 Executive Director (10 Feb 2023 to 24 Mar 2023)
  • SMF1 Chief Executive (10 Feb 2023 to 24 Mar 2023)
• Paul Mitchell

  IRN PXM01492

  • Appointed representative dealing with clients for which they require qualification (31 Mar 2021 to 30 Sep 2021)
• Robert Wallace Lockhart

  IRN RWL01054

  • CF30 Customer (16 May 2018 to 29 Sep 2021)
• Rory Kenneth Craig

  IRN RKC01018

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
  • [FCA CF] Client dealing (since 19 Nov 2020)
  • CF30 Customer (23 Jun 2011 to 8 Dec 2019)

• Spence and Spence (Scotland) Limited (no longer appointed)

  FRN 807567 · Appointed 26 Apr 2018 · Until 1 Oct 2021

• Nortia Wealth Ltd (no longer appointed)

  FRN 770195 · Appointed 25 Jan 2017 · Until 23 Dec 2019

No changes recorded yet.