Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 19 Nov 2020)
    • CF30 Customer (23 Jun 2011 to 8 Dec 2019)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
    • CF22 Investment Adviser (Trainee) (15 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.