James Park Miller

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Succession Financial Management Limited (no longer approved here)
FRN 225831
- [FCA CF] Client dealing (4 Sep 2023 to 7 Jan 2025)
- [FCA CF] Functions requiring qualifications (4 Sep 2023 to 7 Jan 2025)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- [FCA CF] Client dealing (4 Sep 2023 to 7 Jan 2025)
- [FCA CF] Functions requiring qualifications (4 Sep 2023 to 7 Jan 2025)
Russell Gibson Financial Management Limited (no longer approved here)
FRN 533522
- Appointed representative dealing with clients for which they require qualification (1 Apr 2021 to 30 Sep 2021)
- [FCA CF] Client dealing (1 Apr 2021 to 30 Sep 2021)
- [FCA CF] Functions requiring qualifications (1 Apr 2021 to 30 Sep 2021)
Treasurer Wealth Management LLP (no longer approved here)
FRN 452494
- CF30 Customer (17 Dec 2012 to 6 Jun 2019)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (18 May 2011 to 15 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.