Treasurer Wealth Management LLP

• Principal Place of Business

  16 Zetland Avenue

  Fort William

  Inverness-Shire

  PH33 6LL

  UNITED KINGDOM

  Phone

  +4401397700376

  Web

  https://treasurerwealthmanagement.com

• Complaints Contact

  16 Zetland Avenue

  Fort William

  Inverness-Shire

  PH33 6LL

  UNITED KINGDOM

  Phone

  +4401397700376

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elizabeth Treasurer

  IRN EXT01099

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (3 Jul 2006 to 8 Dec 2019)
• James Park Miller

  IRN JPM01274

  • CF30 Customer (17 Dec 2012 to 6 Jun 2019)
• John Lawrence Treasurer

  IRN JLT01085

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • [FCA CF] Client dealing (since 17 Nov 2020)
  • CF30 Customer (9 Oct 2017 to 8 Dec 2019)
• John Lawson Treasurer

  IRN JLT00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 3 Jan 2013)
  • CF8 Apportionment and Oversight (3 Jul 2006 to 31 Mar 2009)
  • CF4 Partner (3 Jul 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (3 Jul 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jul 2006 to 30 Sep 2018)
• Meghan Treasurer

  IRN MXT00402

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
  • [FCA CF] Client dealing (since 3 Aug 2022)
• Selina Theresa Campbell

  IRN STC01045

  • CF30 Customer (1 Oct 2012 to 1 Jan 2017)

No changes recorded yet.