Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Treasurer Wealth Management LLP
FRN 452494
- 17. Administrative functions in relation to managing investments
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Client dealing (since 3 Aug 2022)
- [FCA CF] Functions requiring qualifications (since 3 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.