Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (16 May 2018 to 8 Jan 2019)
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- CF30 Customer (19 Mar 2014 to 13 Jul 2018)
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- (10)Employed By (3 Sep 2008 to 23 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.