Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Oct 2018 to 8 Dec 2019)
  • Russell Gibson Financial Management Limited (no longer approved here)

    FRN 533522

    • CF30 Customer (16 May 2018 to 8 Jan 2019)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (19 Mar 2014 to 13 Jul 2018)
  • HRC Innovative Financial Planning Ltd (no longer approved here)

    FRN 224140

    • (10)Employed By (3 Sep 2008 to 23 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.