Cairn Hamilton Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Russell Gibson Financial Management Limited (no longer approved here)

    FRN 533522

    • [FCA CF] Client dealing (19 Nov 2020 to 30 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (19 Nov 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 30 Sep 2021)
    • CF30 Customer (16 May 2018 to 30 Sep 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (18 Sep 2013 to 13 Jul 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (16 Dec 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (30 May 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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