Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Wealth Limited
FRN 153508
- SMF3 Executive Director (since 11 Aug 2023)
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One Four Nine Portfolio Management Limited
FRN 931954
- SMF3 Executive Director (since 17 Jul 2023)
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- [FCA CF] Significant management (21 Sep 2022 to 28 Apr 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2020)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
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- CF1 Director (23 Apr 2014 to 23 Sep 2014)
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- CF28 Systems and controls (12 Oct 2009 to 13 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.