Date authorised
1 April 2013
Companies House
04304782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000
  • Complaints Contact

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Dean Hughes

    IRN CDH00012

    • CF1 Director (AR) (12 Apr 2017 to 29 Mar 2018)
    • CF30 Customer (12 Apr 2017 to 29 Mar 2018)
  • Christopher Flynn

    IRN CXF01435

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
    • CF30 Customer (30 Mar 2017 to 28 Nov 2024)
    • CF1 Director (AR) (30 Mar 2017 to 28 Nov 2024)
  • Christopher Gareth Pierson

    IRN CGP00009

    • CF1 Director (AR) (29 Mar 2017 to 15 Nov 2018)
    • CF30 Customer (29 Mar 2017 to 15 Nov 2018)
  • Christopher Green

    IRN CXG00092

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • CF1 Director (AR) (28 Mar 2017 to 4 May 2023)
    • CF30 Customer (28 Mar 2017 to 4 May 2023)
  • Christopher James Jones

    IRN CJJ00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Feb 2020)
    • CF1 Director (AR) (14 Aug 2017 to 14 Feb 2020)
    • CF30 Customer (14 Aug 2017 to 14 Feb 2020)
  • Christopher James Richards

    IRN CJR01178

    • CF30 Customer (1 Aug 2012 to 1 Feb 2017)
  • Claire Chown

    IRN CXG01230

    • Appointed representative dealing with clients for which they require qualification (6 Aug 2020 to 27 Apr 2023)
    • [FCA CF] Client dealing (6 Aug 2020 to 27 Apr 2023)
    • CF30 Customer (6 Aug 2020 to 27 Apr 2023)
  • Clare Halfyard

    IRN CXH00114

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Apr 2023)
  • Colin James Reid

    IRN CJR00031

    • CF30 Customer (8 Jun 2017 to 2 Jan 2019)
    • CF1 Director (AR) (8 Jun 2017 to 2 Jan 2019)
  • Colin John Larkin

    IRN CJL00001

    • CF1 Director (AR) (7 Feb 2018 to 28 Mar 2018)
    • CF30 Customer (10 Apr 2017 to 28 Mar 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.